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Recursive Direct Algorithms for Multistage Stochastic Programs in Financial Engineering


SC 98-23 Marc C. Steinbach: Recursive Direct Algorithms for Multistage Stochastic Programs in Financial Engineering Appeared in: P. Kall, H.J. Lüthi (eds.). Operations Research 1998. Sel. Papers of the International Conference on Operations Research, Zürich, 1998, pp. 241-250, Springer, 1999.


Abstract: Multistage stochastic programs can be seen as discrete optimal control problems with a characteristic dynamic structure induced by the scenario tree. To exploit that structure, we propose a highly efficient dynamic programming recursion for the computationally intensive task of KKT systems solution within an interior point method. Test runs on a multistage portfolio selection problem demonstrate the performance of the algorithm.
(only electronic version available)
Keywords: multistage stochastic programs, discrete dynamics, tree-sparse QP, KKT recursion, finance
MSC: 90C15, 90A09, 90C06, 65F50, 65F05