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Markowitz Revisited: Single-Period and Multi-Period Mean-Variance Models


SC 99-30 Marc C. Steinbach: Markowitz Revisited: Single-Period and Multi-Period Mean-Variance Models


Abstract: Mean-variance portfolio analysis provided the first quantitative treatment of the tradeoff between profit and risk.
We investigate in detail the interplay between objective and constraints in a number of single-period variants, including semi-variance models. Particular emphasis is laid on avoiding the penalization of overperformance. The results are then used as building blocks in the development and theoretical analysis of multi-period models based on scenario trees. A key property is the possibility to remove surplus money in future decisions, yielding approximate downside risk minimization.
Keywords: mean-variance analysis, downside risk, multi-period model
MSC: 90A09, 90C15, 90C20