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Oceans
of Law: The Legal Geography
of the Seventeenth-Century Seas
Lauren
Benton
NJIT and Rutgers University
In April of 1696, an East India Company official on the Mallabar
Coast wrote to the head of the Company at Fort St. George
to respond to a complaint he knew was being lodged by a pair
of traders who had been denied permission to trade along the
coast, specifically in the small principality of Signaty.
Interlopers in the trade were a familiar problem for the Company,
and this dispute was in many ways typical. In making
his case, the EIC official provided an unusually elaborate
rationale, though. After pointing out that the English
in the area had "conquered the whole Mallabar Coast by the
Right of the Sword, from the Portuguese," the official went
on to make it clear that he was not claiming English possession
of the region, only asserting the right to control trade.
Indeed, he was careful to point out that the Company had claimed
only very limited jurisdiction in the area controlled by the
Prince of Signaty. That jurisdiction, he insisted, extended
only "500 Rods from the Walls within and 60 outwards" and
did not in any way compromise the sovereignty of the Prince
of Signaty, who continued to be "the lawfull possessor of
the said Kingdom" and to enjoy undisturbed sovereignty over
the area, "Especially on the Sea Shore of Signaty."1
Much scholarly attention has been devoted recently to European
"ceremonies of possession" in the early centuries of European
overseas enterprise. But it is important to note that
possession was often not understood as claims of territorial
conquest. Europeans shared a view of fragmented legal
control that led them in many places to represent their own
jurisdiction as strictly limited and to view themselves as
fitting into a system of shared sovereignty.2 As this EIC official noted, the Company was following
a common practice "of the English and other European NationsÄwho
by Dominion over some places, not in Europe, appropriate the
Navigation and Commerce to themselves with Prohibition to
all strangers that they may by an upright settled trade with
the Natives reap the advantages that they find there."3
I would like to explore this legal complexity further by examining
the context for letter-writer's phrase "Especially on the
Sea Shore of Signaty." Were ideas and practices of the
law À and legal culture broadly defined À different on the
sea, and, of so, in what ways? Was there a distinctive
legal geography of ocean space?4 Scholars have tended to approach
these questions from one of two directions, as part of the
study of the history of international law or as an element
of the study of the culture of mariners, with strikingly different
results. On one side, some historians have suggested
that Europeans, unable to fathom the symbolic markers of possession
on land, were equally incapable of recognizing each other's
internally coherent claims to control of the oceans.5
On the other side, we find an increasing interest in internationalism
and multiculturalism at sea in the emergence of a multicultural
community of mariners. This multiculturalism and proto-internationalism
are particularly apparent, we are told, in the communities
and actions of the ocean's social bandits: the pirates who
plagued early modern maritime commerce.6
The first approach leads to a focus on the disorder and conflict
resulting from clashing frameworks of law; the second emphasizes
the anti-authoritarian cast of mariners rather than their
role in shaping the regulatory order of the seas. Both
perspectives subtly highlight the association between ocean
space and lawlessness.
This paper examines the ways in which the seventeenth century
seas were sites not of lawlessness but of legal complexity
and strategizing. To do so, I will juxtapose a discussion
of elements of international legal theory in Europe with an
examination of mariners' legal strategies. I focus especially
on the tension between, on the one hand, globalizing forces
that include understandings of ideas about ocean sovereignty
and widespread mariner practices, and, on the other, aspects
of maritime legal politics helping to produce diverging regional
identities À in particular, sharpening definitions of the
Indian and Atlantic oceans as separate regulatory spaces.
Paradoxically, this regional divergence developed precisely
the same time that navigation between these seas was becoming
more manageable and routine, and when similar understandings
of the nature of ocean sovereignty were beginning to operate
across these arenas.
The nascent globalism of the seventeenth century was not merely
opposed to regionalism, then, but also conjured it into existence.
Put differently, the global imaginary from its very inception
carried within it a certain privileging of insularity.
Tensions between municipal law and international law, between
regional and global legal politics, and between ubiquitous
mariner practices and idiosyncratic strategies adopted in
particular seas are examples of the broader tension between
what Roland Greene has called "worldmaking" and "island logic"
in early modern European discourse about transoceanic projects.7 For European sojourners,
the newly imagined interconnected seas of the seventeenth
century world were not so much lawless as they were legally
divided and politically volatile.
Islands of Law
Accounts of the early history of international law feature
prominently the role of debates about sovereignty of the sea
and tend to emphasize the importance of two contrasting traditions.
One, following Grotius, portrays the ocean as a place of shared
dominium: its emergence, in essence, as a quintessential and
early example of truly international arenas. The other,
traced mainly to Selden, represents the sea as a territorial
extension where sovereignty was possible on the same terms
as on land. This narrative of dual origins substantially
oversimplifies developments in legal theory, and the complexities
turn out to be quite helpful in understanding the management
of actual legal contests on the oceans.
These complexities are best grasped in the debates about the
legality or illegality of acts of piracy.8
Writing at Oxford in the 1580s, Alberto Gentilli defined illegality
at sea as a function of sponsorship. In this approach,
takings at sea were viewed as analogous to acts of robbery
on land. What mattered was the definition of sponsors
as lawful sovereigns, and merely declaring enemy states as
piratical would not legally make them so. Thus the Barbary
states could not be defined as piratical, though they engaged
in piracy. By the same token, this view legitimated
the sixteenth century expansion of letters of marque and reprisal
as a response to seizures and helped to shape the tradition
to which late-seventeenth century pirates were responding
in seeking to establish the legality of their actions by showing
sponsorship by legitimate patrons. This approach opened
piracy to international law by requiring legal forums to judge
the legitimacy of authorizations by other sovereigns, but
it also left open the possibility that international law could
be represented by municipal law by proxy. The implications
for defining sovereignty of the seas are interesting.
In theory, any sovereign could extend the jurisdiction of
its municipal law to foreign lands by asserting the existence
of "pirates" there À or the absence of a controlling polity.
A close reading of Grotius offers a somewhat different approach
but one that also sustains the link between international
and municipal law. In On the Law of War and Peace
in 1625, Grotius rejected Gentilli's notion that actions could
be denoted as piratical by withholding recognition of complete
polities as having legitimate authority. In short, there
was no such thing as a lawful capture outside a state of war
À even if sponsors were legitimate. But the effect of
this argument on Grotius's view of the sovereignty of the
seas is perhaps not what is expected by readers accustomed
to associating him simply with the view that the sea was free
for all to navigate. Seizures not conducted in a state
of war were unlawful and piratical; military presence itself,
then, created the conditions for the extension of a country's
municipal law into ocean space:
[S]overeignty over a part
of the seas is acquitted in the same way as sovereignty elsewhere,
that is,Äthrough the instrumentality of persons and of territory.
It is gained through the instrumentality of persons if, for
example, a fleet, which is an army afloat, is stationed at
some point of the sea; by means of territory, insofar as those
who sail over the part of the sea along the coast may be constrained
from the land no less than if they should be upon the land
itself.9
Grotius
thus did not contemplate a sea space that was under the control
of an international authority but rather one in which various
sovereign nations operated "in tension with one another" without
interfering in each other's rights to travel and trade freely.10 His views built upon a medieval
tradition of multijurisdictional law and anticipated an Atlantic
order based on what James Muldoon has called "European condominium,"
or "Christendom without the pope."11
These views had in common the notion that the movement of
jurisdictional claims into the "international" space of the
seas was a function of the extension of municipal law through
the presence of legal actors with ties to particular sovereigns.
Both approaches contemplated limited jurisdiction over foreigners
and relied upon an analysis of international relations in
defining piracy. Significantly, both approaches privileged
questions of property in deciding such issues and were less
concerned with the criminal law. They were related,
too, to an earlier, Mediterranean tradition of the extension
of (limited) jurisdiction through the exercise of naval supremacy
in waters close to Europe.12
The new developments paralleled, rather than guided, the legal
institutional response to piracy and its control.
The legal ordering of oceans was fundamentally similar to
that on land in that jurisdictional complexity was understood
as its logical result. This complexity was asserted
in everyday maritime practice in two ways: One was the
representation of the ship as a floating site of sovereign
legal authority. Ships themselves, with their elaborate
shipboard disciplinary structures, were in this sense "islands
of law." They could at the extreme end of a continuum
of behaviors, also be seen as "islands of illegality" or,
more accurately, "islands of alternative law," where the connection
to sovereigns was severed and Linebaugh and Rediker's "hydrarchy"
set in.13
But these distinctions were, as Gentilli noted clearly in
his own practice of defending Spanish pirates before English
courts and as privateers and pirates also knew, open to interpretation.
The other understanding of the multi-jurisdictional nature
of ocean law was that ships were also vectors of sovereign
legal authority and extended jurisdictional claims into the
waters around them and to the waters they might plausibly
control.14
Such observations caution against an easy acceptance of historians'
common labeling of the sixteenth century Indian Ocean as a
"Portuguese lake" or the eighteenth century Atlantic as an
"English sea." If these were lakes, they were lakes
filled with other islands of law where local control fell
to other powers. Even the authority of dominant sea
powers in particular ocean spaces is better understood as
a chain of islands of law rather than extensive claims to
ocean sovereignty. Still some regions of the "high seas"
resisted anyone's control. We must not take at face
value the "sovereignty talk" of, for example, the Portuguese
in the South Atlantic, as Seed does.15
Their claims were balanced against a broader understanding
of shared dominion as a condition of ocean politics.
This theoretical understanding of fragmented ocean sovereignty
presented a close fit with the lumpiness resulting from seventeenth-century
attempts to streamline maritime legal administration, in particular
English efforts to construct a wide-ranging admiralty jurisdiction.
The various admiralty courts of the Atlantic colonies developed
with highly localized concerns at their core À fishing in
Newfoundland, sea wrecks in Bermuda, piracy in Jamaica.16 And authority radiated out unevenly
from these points. The courts were in their operation
also driven by local interests, resulting, for example, in
the unwillingness in Jamaica and New York to prosecute pirates
who were active clients of local merchants. More generally,
Admiralty jurisdiction evolved in continual tension and in
a gradually losing battle with common law courts in England,
and this long dispute climaxed in the late-seventeenth century
with the significant curtailment of the scope of admiralty
courts.
Two aspects of the shift in jurisdiction are particularly
relevant here. One is that the curtailment of the Admiralty
court jurisdiction came to be most concentrated in the area
of commercial law; the criminal jurisdiction of the court
À its jurisdiction over piracy À was relatively unchallenged,
as was its jurisdiction over prize cases. The second
result was the progressive narrowing of the Admiralty Court's
jurisdiction to "the high seas."17
Coke's influential view was that common law matters that took
place at sea were still under the purview of common law courts,
though there was no reciprocal mechanism for the reach of
admiralty courts to disputes arising on land but involving
affairs of the sea. For Coke, actions had to arise
on the high seas. In defense of the admiralty jurisdiction,
prominent civilians argued that the forum and its laws were
peculiarly suited for handling matters involving commercial
activities of shipping, in ports, and on navigable rivers,
having incorporated the customary law of the sea, which in
turn constituted simply the sea-based portion of ancient Lex
Mercatoria.18
The civilians drew support from John Selden's response to
Hugo Grotius and his 1663 argument that England could claim
dominion over all the seas surrounding its territories.
Addressed specifically to the problem of encroachments by
Dutch fishermen, the tract proposed a form of territorial
sovereignty of the seas and could be extended logically to
apply also to North Atlantic waters. For the civilians,
the relevance was the implicit support for admiralty jurisdiction
over all "English" seas. Yet it was Coke's view that
was to prevail.19 In practice,
the definition of the high seas sharpened as a special legal
place, different both geographically and in the kinds of disputes
that arose there. This was another source of insularity
for ocean law, at the same time that the trend supported the
reach of municipal law into ocean space.
Despite the considerable ambiguity surrounding admiralty jurisdiction,
the negotiated and fluid legal boundaries did not mean that
the seas, or Englishmen within them, could stand outside the
law. However, the confused legal politics and the constraints
of long-distance legal administration meant that the presence
of metropolitan-centered law was geographically quite uneven.
This unevenness no doubt contributed to mariners' miscalculation
of the strength of English legal attention to Indian Ocean
piracy. British law in the Indian Ocean was a nearly
invisible presence and was inconsistently effective in the
different regions of the Atlantic.
Regional legal divergence also structured mariners' (and pirates')
legal strategies. Privateers, for example, engaged liberally
in maritime forum shopping. Once prize courts were ubiquitous,
it became possible to secure a letter of marque in one port
and take prizes to another forum, where captures and shares
might be awarded more favorably.20
Thus the creation of a colonial admiralty court system extended
English legal authority through the empire at the same time
that it opened new avenues for avoiding courts in England
and in particular colonies. The geographical spread
of imperial law went hand in hand with a new kind of fragmentation.
This pattern is particularly clear in the case of maritime
law in the Indian Ocean. The assertion of maritime jurisdiction
was complicated here by the fact that the crown did not claim
jurisdiction in English factories; the limited legal administration
that existed was in the hands of the East India Company.
In 1683, the Company was awarded the right to suppress interloping
and establish courts where necessary. These courts operated,
in effect, as admiralty courts, though they were not officially
termed as such. They were staffed by "one Person learned
in the Civil Laws, and two Merchants" and were established
at Surat (later moved to Bombay), Fort St. George, and the
Bay of Bengal.21 The three courts developed quite
differently, in response to distinct political strategies
of Company officials and the kinds of cases being generated
locally. Only the court at Fort St. George, where officials
were encouraged to merge common and civil law jurisdictions,
did the courts operate with some efficiency. In general,
they proved relatively powerless in the face of the growing
threat of piracy in the Arabian Sea at the end of the century.
Operating under the aegis of the Company, the courts had no
direct connection to the navy to enforce sanctions, no appeal
to privateers as a place to bring prizes, and no direct connection
to the High Court of Admiralty in England. In fact,
there was some confusion about whether the courts in India
were official prize courts. This ambiguity was not cleared
up until 1739, when the EIC legal advisor, in response to
a query from the Company principals for clarification on precisely
this issue, ruled that the Indian courts were not prize courts
and formally requested that they be given authority to issue
letters of marque and to adjudicate prize cases.22
The role of connecting this legal arena with that of the Atlantic
world was left to English investors, to Mughal officials,
and to mariners and pirates themselves.
What "pirates" thought (Captain Kidd, for example):
As seventeenth-century European mariners traveled from one
ocean region to another, they learned in part from practice
and in part from locals about patterns of ocean currents,
the navigation of dangerous coasts, the location of safe harbors,
and the expectations of coastal rulers regarding rituals of
trade. They also carried with them certain categories
of cognitive geography that informed their choices, and the
influence of experiences with maritime practices in the northern
seas, the Mediterranean, and the Atlantic. Perceptions
of regional distinctions sharpened not simply, nor even principally,
as a result of adjustments to different cultural or regulatory
practices but, paradoxically, out of the diverging political
dynamics generated by globalizing maritime practices.
To see this connection, we need to take a closer look at mariners'
legal strategies. Sailors' familiarity with the various
ways to establish the legality of their actions suggests a
certain disconnect between representations in Europe of lawlessness
"beyond the line" and the understandings of sailors (and colonial
officials) themselves. Because mariners had one eye
always on return and the possibility, however remote, of being
brought to trial, they rehearsed stories that would legitimate
their actions. They certainly had some shared knowledge
of defense arguments that might serve them, and they often
made efforts even when very far from home to preserve the
pretense of legality. Such efforts extended, albeit
unevenly, across the ocean world.23
The voyage and trial of William Kidd offer a particularly
good window into both the legal perceptions of and reactions
to piracy and its local variations. Kidd began his career
in the Caribbean, sailed from New York, obtained sponsorship
from the highest reaches of London society (including the
King), traveled through the South Atlantic and into the Indian
Ocean, returned to New England via the Caribbean, and was
tried and hanged in London in 1701.24 He was part of a larger cohort
of pirates who were responsible for disrupting Mughal-owned
shipping between Mocha and Gujarat in the 1690s. The
most spectacular seizures involved ships carrying not just
goods but also pilgrims, some of them members of the Mughal
court, on their return voyage from Mecca. Kidd,
like his peers, fashioned out of his experience in the Atlantic
an imperfect framework for understanding Indian Ocean maritime
politics. Even as he misjudged the larger forces of
imperial politics that would lead to his being turned into
an example, he operated on the more or less accurate assumption
that the Atlantic system of letters of marque and the Indian
Ocean pass system both rewarded the exploitation of legal
ambiguity. Like other seventeenth-century pirates, Kidd
never perceived his actions as entirely outside the regulatory
order and fashioned a narrative of his voyage that he hoped
would protect him at trial.
In the Atlantic, letters of marque and letters of reprisal
could be broadly interpreted to permit attacks on a wider
range of targets; national identities could be changed or
disguised to render illegal seizures quasi-legal; and the
disciplinary order of ships themselves could be invoked to
blame acts of piracy on captains' orders or on the intimidation
of mutinous crews. Added to these conditions was the
simple fact of geographical distance, which could be invoked
by privateers, pirates, and their backers to justify attacks
on shipping because of the slow pace of news travel and the
ambiguities of diplomacy and war-making "beyond the line."25
The privateering commission had neither uniform standing nor
consistent terms; in many cases, it was little more than sham.
Yet pirates sought out commissions and labored to interpret
them favorably. Henry Morgan, for example, carefully
analyzed the scope of his commission of 1667. The commission
did not authorize attacks on Spanish targets, but it did allow
Morgan to stop Spanish ships to determine if the Spaniards
were plotting against Jamaica. Morgan was certainly
aware that if he concocted a story about a discovered plot
against the English, it would provide a rationale for aggression.
And the commission's failure to condone land attacks made
them all the more attractive. The crew would be able
to divide the booty from such raids among themselves without
worrying about shares for the ship owners or the crown.
Morgan clearly understood this opportunity and formed a contract
with his crew that distinguished between the "free plunder"
taken on land and goods captured from ships that would have
to be taken to a prize court for distribution according to
a predetermined formula.26
Pirates went out of their way to obtain flawed commissions
and even to represent fraudulent commissions as valid.
At his trial for piracy in the English Channel (a capture
that followed a longer stretch of piracy in the Atlantic),
George Cusack presented a commission in someone else's name;
the court rejected his explanation that his own valid commission
had been accidentally exchanged for the invalid one he carried
and pointed out that even a commission in his own name would
not have entitled him to capture an English ship.27 William Dampier
also reports on the enthusiasm for flawed commissions in describing
a pirate voyage to raid Spanish ports on the Pacific in the
1680s. The ships in Dampier's party, captained by Edward
Davis and Charles Swan, met up with a large group of French
and English freebooters off the coast of Panama. In
exchange for provisions, the French captains offered the English
pirates blank commissions issued at Petit GoŠve. Davis
accepted one to replace his expired commission, but Swan chose
to keep his commission from the Duke of York. Though
it explicitly ordered him not to attack Spaniards, he reasoned
that a skirmish at Valdivia, where some of his crew had been
killed, could be used to argue that subsequent raids on Spanish
ports were justified and that "he had a lawful Commission
of his own to right himself."28
This attention to legal niceties in the midst of open raiding
was carried, not surprisingly, into the Indian Ocean, where
it meshed well with a different regulatory order. The
Indian Ocean pass system offered substantial room for interpretation.
The system had developed out of an innovation of the Portuguese,
in turn based on eastern Mediterranean models, requiring every
Asian merchant within Portuguese purview to purchase a pass
or license called a cartaz. The passes were purchased
at the beginning of journeys and required stopovers in Portuguese-controlled
ports where customs duties were paid.29
The Dutch, English, and French adopted the pass system in
modified form in the seventeenth century. Though Lane
argued persuasively that this system stood for little more
than the collection of protection money, Om Prakash points
out that it rested not just on the superior strength of European
ships and armaments but on a delicate balance between Europeans'
maritime superiority and "their almost total vulnerability
on land for a long time."30
The pass system was only profitable if diplomatic relations
with Asian land-based powers permitted trade. To secure
this cooperation, rival European merchants often found themselves
in informal alliance across national lines. Thus we
find records of close Portuguese cooperation with Dutch traders
on the Coromandel coast in the early seventeenth century and
later in the century with the English. Dampier noted
in 1684 that English ships were traveling with English passes
but Portuguese pilots; a decade later they were even flying
Portuguese colors.31 There were many
other examples of a pragmatic intermingling of European interests.
In addition, English trade in particular interpenetrated with
Asian trade so that the ownership of goods on board a given
ship was often mixed. Any experienced trader in the
east would know that the pass system provided only a loose
set of rules for much more complex and layered arrangements.
A key difference with Atlantic conditions lay not in the substance
or structure of maritime regulation but in the regional and
global political impact of Mughal authority. Kidd's
undoing was not after all the coordination of British legal
authority À it was highly fragmented as we have seen À but
the importance of the protests of the Mughal emperor.
Though Indian Ocean traders before 1500 did not militarily
enforce their right to trade at sea, they were accustomed
to using diplomacy and viewed their control of selective ports
as key to the protection of trade interests. In The
Social Construction of the Oceans, Steinberg argues that
prior to the incursions of the Portuguese in the Indian Ocean,
no power in the region held a view of maritime jurisdiction
that paralleled that of the European Mediterranean and, later,
the European-controlled Atlantic.32 That is, ships
at sea were not viewed as extensions of land-based power and
the sea itself was understood as a space without controls.
This tradition initially became the empire's policy by default
after a series of dramatic demonstrations of European maritime
superiority. For example, when the king of the Maldive
islands appealed to Aurangzeb to prevent English and Dutch
shipping from reaching the islands, he was told that the emperor
could do nothing because he was "master only of land and not
of the sea."33
Yet, there is much evidence that Mughal officials quickly
grasped the possibilities of turning European understandings
of maritime jurisdiction in the region to their advantage.
Doing so requited, after all, only an extension of existing
Mughal arrangements of land-based jurisdictional complexity.
Perhaps the clearest sign of this adjustment was the Mughal
response to the taking of the Ganj-I Sawai, the largest ship
of the Surat merchant fleet, captured by English pirates on
its return trip from Mocha in 1695 and laden with trade goods
and with wealthy, well-connected passengers aboard returning
from the pilgrimage to Mecca. Trade out of the European
factories was stopped, while the Mughal court demanded that
the English and Dutch send armed ships in convoys to protect
shipping from Mocha. English traders were imprisoned
À 53 at Surat and 18 at Swalley À and more than a dozen died
in the close quarters. Two years later, an English ship
bound for Madras was also seized in response to pirate attacks
by "three Saile of Arabs" and "after having Cruized up and
down the Gulf five or six day[s]" was plundered and all its
crew imprisoned on shore after first having been forced to
assist in fighting off an attack by a Portuguese ship.34
The EIC officials involved in these acts of reprisal characterized
them as piracy. But their complaints about the lack
of procedural formality surrounding the seizures also underscored
their understanding that the reprisals were part of a more
elaborate legal politics. The senior EIC official at
Surat wrote to the company about the "barbarous usage we have
met with from these unreasonable oppressive Moors on no real
and only Base affirmacions of the rabble without somuch as
the Least Shadow or pretence of proof."35
The same complaint about the lack of attention to procedure
was sounded by the captain of the Madras-bound ship, who noted
the "absence of any official proceeding" as the crew and passengers
were taken into custody.36 At the same time that British
actors complained about the illegality of the seizures, they
signaled their expectation that such acts should follow formal
procedures as part of a larger diplomatic and legal relationship.
On the Mughal side, the taking of English ships was an action
in coastal waters to complement the pressures it exerted on
land. Insisting that Europeans collaborate to pacify
the pirate-ridden Indian Ocean was, in effect, to hold these
powers to their jurisdictional claims over ocean space.37 Like the English
trader in Signaty whose letter I cited at the beginning of
this paper, Mughal officials insisted on their rights by paradoxically
reaffirming English sovereignty over the sea. This complex
legal politics was consistent with, rather than markedly divergent
from, separately existing European and Indian practices -
and it was supported in its complexity by European understandings
of the law of the sea.38
Kidd was thus both right and wrong in extending an Atlantic
logic into the Indian Ocean. When arrested, his defense
for capturing two merchant ships in the Indian Ocean, one
owned by a member of the Mughal court, rested on his possession
of the two French passes seized from the ships.39 Conveniently for English authorities, the French
passes were misplaced after his arrival in England and Kidd,
despite his protests, was never able to present them at trial.
But Kidd was not irrational, only unlucky; in a different
political moment, the passes might even have saved him.
Instead, his logical and imitative extension of Atlantic strategies
into the Indian Ocean arena resulted directly in the English
campaign to capture him and, in the process, helped to stimulate
tighter controls on piracy in the Atlantic and a more explicit
recognition of divided legal sovereignty in the Indian Ocean.
Global Practices in Bounded Seas
Various historians of early European overseas ventures have
signaled the importance of islands as a universalizing geographic
trope, their use as key stopping or staging areas in European
trade and colonization, and their special role in accumulating
knowledge about global spaces.40 As often fortified places from
which Europeans conducted trading and raiding expeditions,
islands were liminal places that combined some of the characteristics
of the ocean À or, more precisely, of ships within
the oceans À and of the terra firma. They were bounded
and knowable places, and their early mapping merged categories
of local and global knowledge by, on the one hand, relying
on reconnaissance and knowledge gained from indigenous captives
and, on the other, figuring as essential elements in the efforts
to refine a truly global geography.41
Looking backward to fifteenth century European overseas movement,
we find that the implicit and emerging understanding of oceanic
sovereignty as a puzzle of islands of law fit well with a
more diffuse discursive representation of global geography
as a puzzle of islands of knowledge.
Looking forward to the eighteenth century, the politics of
ocean law within seventeenth century practice and theory also
shows us both the roots of international law À the recognition
of the fundamental fluidity and porousness of municipal legal
control on the high seas À as well as the practical origins
and theoretical basis for the spread of British naval hegemony.
Eliga Gould portrays the eighteenth century Atlantic legal
order as one that is increasingly rigidly dualist, distinguishing
the legal order of Europe from extra-European arenas.42 Linebaugh and
Rediker, in a different take, emphasize the conservative rebelliousness
of mariner political culture, with its alternative yet derivative
systems of discipline and authority in the 1720s. These
eighteenth-century patterns were layered upon the more fluid
and complex legal geography of the seventeenth century and
in different forms replicated the contradiction between a
view of the oceans as "empty" space made orderly through the
travel of civilization-bearing (and law-bearing) vessels as
the floating islands and vectors of European municipal law,
and the representation of the sea as a place of international
regulation (conceived as the negotiated product of multiple
jurisdictional thrusts). This organizing tension was
not eclipsed by eighteenth century trends; Janice Thompson,
writing about global efforts to control mercenaries, pirates,
and other non-state violent actors, argues that the long nineteenth
century is the period of more definitive reordering.43 The shift consists
in part in the opening of an arena for true internationalism
in the form of inter-state agreements to suppress piracy and
police the seas. Such internationalism in earlier periods
was of a fundamentally different kind and was consistent with
understandings of non-territorial sovereignty forged in the
seventeenth century seas. If during this period for
the first time a clear, though not consistent, attempt was
being made to create a transatlantic, even global, legal order,
it was understood that legal control over maritime affairs
lay in the hands of particular legal authorities operating
separately and only potentially in coordination. Pirates
in particular and mariners in general helped to call this
understanding into existence, in part through their own strategies
of hedging to sustain potential claims to legality and of
playing one power off against the other.
In summary, seventeenth century navigation was an early and
impressive form of globalism, but it was not globalism tout
court. The characteristics and politics that made
ocean space global also made it institutionally complex and
experientially fragmented À not one "known world," but many.
The persistence of parochialism and the failure of legal controls
were less important in separating these regulatory spaces
than the interlinking forces of mariner strategies, competing
municipal legal claims, peculiarities of maritime law, and
the collective practices used to accumulate and categorize
knowledge about the oceans. These influences did not
constitute a force of anti-globalism, precisely, in part because
they emerged, too, out of globalizing trends. Together
they composed a fragmented global order of a kind we tend
to associate either with the era before long-distance ocean
travel or with the emergence, much later, of a post-modern
global experience. Yet William Kidd would have felt
quite comfortable with a description of the seventeenth century
globe as kaleidoscope or pastiche: actions that were illegal
but passable in one region were punishable by hanging elsewhere;
powerful, "safe" sponsors transformed themselves into icons
of respectability; and the words of contracts and other documents
changed meaning in different latitudes. In these stormy
and confusing seas, shipboard order must have seemed the only
tangible island of law in the sea À no doubt one reason why
both contemporaries and historians recite its certainties.
In contrast, the wider ocean appears lawless, but it composed
a knowable regulatory order that informed global strategies
and helped to shape the boundaries of oceanic regions.
Notes
1 India Office Records (IOR), E/3/52, 6198.
2 This argument is expanded in Lauren Benton,
Law and Colonial Cultures: Legal Regimes in World History,
1400-1900 (Cambridge, 2000).
4 Eliga Gould uses this term in a somewhat
different way in exploring eighteenth century English law
in the Atlantic. See Eliga Gould, "Britain and the Legal
Geography of the Atlantic World, 1775-1824," paper presented
at the Early American History Seminar, Massachusetts Historical
Society, February 7, 2002.
5 The result was, according to Seed, a cacophony
of international norms as "European states proposed their
own versions of international rules, each claiming as universal
principles those that suited their own interests best." Patricia
Seed, "This Island's Mine," in Peter Hulme and William H.
Sherman (eds.) The Tempest and Its Travels (Philadelphia:
University of Pennsylvania Press, 2000), p. 202.
6 See for example, Peter Linebaugh and Marcus
Rediker, The Many-Headed Hydra: Sailors, Slaves, Commoners,
and the Hidden History of the Revolutionary Atlantic (Beacon
Press, 2000).
7 Roland Greene, "Island Logic," pp. 138-45
in Hulme and Sherman (eds.), The Tempest and Its Travels.
8 The discussion of the law of piracy draws
from Alfred P. Rubin, The Law of Piracy (Newport, Rhode
Island: The Naval War College Press, 1988).
9 Quoted in Rubin, The Law of Piracy,
p. 30
10 Muldoon, "Who Owns the Sea."
11 Muldoon, ""Christendom, the Americas,
and World Order," p. 18.
12 See Ibid. and also Steinberg, The
Social Construction of the Ocean.
13 Linebaugh and Rediker, 2000. On
shipboard discipline, see especially Marcus Rediker, Between
the Devil and the Deep-Blue Sea: Merchant Seamen, Pirates,
and the Anglo-American Maritime World, 1700-1750 (Cambridge
and New York: Cambridge University Press, 1987). See also
Pablo E. Pþrez-MallaÍna, Spain's Men of the Sea: Daily
Life on the Indies Fleets in the Sixteenth Century (Baltimore
and London: The Johns Hopkins University Press, 1998).
14 The use of ships as both centers and
vectors of law is particularly well illustrated in the early
history of Newfoundland, which, Jerry Bannister writes, has
traditionally been portrayed as composed of "isolated fishing
outposts languishing under an impotent, primitive, and corrupt
legal system." Legislation at the end of the seventeenth
century, however, "empowered the fishing admirals to hear
and determine all local disputes, and authorized the commanders
of warships stationed each summer at Newfoundland to act as
appeal judges." Jerry Bannister, "The Naval State in
Newfoundland, 1749-1791," Journal of the Canadian Historical
Association 11 (2000), pp. 17-50.
15 See Chapter 4 of Ceremonies of Possession.
16 On the origins of various admiralty jurisdictions
in the Atlantic, see Helen J. Crump, Colonial Admiralty
Jurisdiction in the Seventeenth Century (London: Lonmans,
Green and Co., 1931.
17 On the complex jurisdictional disputes
from the creation of the Admiralty courts in the fourteenth
century, see M.J. Pritchard and D.E.C. Yale, Hale and Fleetwood
on Admiralty Jurisdiction (London: Selden Society, 1993).
18 This argument was most forcefully put
forward by Richard Zouch, a prominent civilian and judge of
the High Court of Admiralty from 1641 to 1649. He wrote
the eight-volume Jurisdiction of the Courts,, which
included as Chapter 22 The Jurisdiction of the Admiralty
of England Asserted, against Sr. Edward Coke's Articuli Admiralitatis
(London, 1663). For more on the diminishing influence
of the civilians in the seventeenth century, see Brian P.
Levack, The civil lawyers in England, 1603-1641: a political
study (Clarendon).
19 See Mathiesen, "Some Problems of Admiralty
Jurisdiction," The American Journal of Legal History
2 (1958): 25-36.
20 For example, the Newcastle Lieutenant-governor
Usher complained in 1696 that he had issued a letter of marque
to a privateer named Captain Mould, who took his prizes into
Boston rather than returning to Newcastle and his sponsors.
Crump, Colonial Admiralty Jurisdiction, p. 127.
22 IOR, L/L/6/1, case 14.The Legal Advisor's
Department wrote: "Ä[U]pon Inquiry we find that there is no
Court of Admiralty in any part of the East Indies belonging
to the East India Company, which we are humbly of opinion
is necessary [and] should be erected before any Letters of
Marque and Reprisal can be granted."
23
Sheer distance from home also contributed to mariners' perceptions
that legal controls were looser, though never absent.
Since the time of Drake, privateers in the Pacific had paid
little attention to restrictions in their commissions once
they entered the South Seas. William Kidd (see below),
like other privateers and pirates traveling to the Indian
Ocean, was decidedly less careful once he was on the other
side of the Cape. In the South Atlantic, he chased and
overcame a small ship but did not seize it when he discovered
it was Portuguese. Kidd behaved badly in an encounter
in the Atlantic with a navy squadron that was in need of men
À he sailed off without giving up any of his crew À but this
was hardly criminal behavior. Once in the Indian Ocean,
Kidd took care to solicit and preserve the French passes from
his two largest prizes, but few members of his crew seemed
to have had any doubt that the voyage had turned pirate. And
Kidd observed no legal niceties at all in seizing smaller
craft in the Indian Ocean to capture provisions. In
embracing illegality, crews in the distant Pacific and Indian
Oceans were in part driven by the threat of disease and hunger
to expand their definition of legal prizes. Their accounts
suggest, too, a certain sense that distance itself bent the
rules. Still, only pirates such as Avery who perceived
no possibility of return without prosecution behaved as if
they were entirely outside the law. This was to change
in the 1720s with the sharper criminalization of piracy.
24 Kidd's case is also a good centerpiece
because it is so well documented. In addition to Ritchie's
excellent study, various accounts of the trial and a number
of depositions in the case survive. I have relied on
both the documents and on Ritchie's superb narrative.
However, whereas Ritchie's goal is to show the relation between
Kidd's case and English political tensions, my focus is on
the perceptions of mariners of the regulatory order of the
seas. Robert C. Ritchie, Captain Kidd and the War against
the Pirates (Cambridge and London: Harvard University
Press, 1986). Several key trial documents are contained
in Franklin Jameson (ed.), Privateering and Piracy in the
Colonial Period, Illustrative Documents (New York, Augustus
M. Kelley, 1970).
25 The definition of which line was meant
when Europeans invoked the phrase "no peace beyond the line"
underwent change from the more precise delineations of 15th
and early 16th century treaties, to the simple
designation of the Tropic of Cancer, and to the more informal
reference to the equator as the dividing line. As Ian
Steele has shown, these differences paralleled emerging definitions
of different zones of peace. Treaties routinely came
to recognize phases in treaty enforcement in several zones
of increasing distance in the wider world. However,
as Steele also notes, these zones were not precisely bounded
and, for all intents and purposes, North America was included
in the southern Atlantic zone. This geography of diplomacy
provided yet another dimension to the legal structuring of
piracy since the interpretation of these boundaries had important
and concrete implications for the characterization of seizures
as legal or illegal. See Ian Steele, The English
Atlantic, 1675-1740 : An Exploration of Communication and
Community (New York: Oxford, 1986). See also note
23 above.
26 Peter Earle, The Sack of Panama: Sir
Henry Morgan's Adventures on the Spanish Main (New York:
Viking, 1981), pp. 60-61.
27 The Grand pyrate, or, The life and
death of Capt. George Cusack, the great sea-robber [microform]
: with an accompt of all his notorious robberies both at sea
and land : together with his tryal, condemnation, and execution
/ taken by an impartial hand (London : Printed for Jonathan
Edwin, 1676).
28 This is from Dampier, quoted in Peter
T. Bradley, The Lure of Peru: Maritime Intrusion into the
South Sea, 1598-1701 (New York: St. Martin's Press, 1989),
p. 136.
29 On early Portuguese-Indian interactions,
see Michael N. Pearson, Port Cities and Intruders; The
Swahili Coast, India, and Portugal in the Early Modern Era
(2002).
30 Om Prakash, "European Corporate Enterprises
and the Politics of Trade in India, 1600-1800," pp. 165-82
in Rudrangshu Mukherjee and Lakshmi Subramainian (eds.), Politics
and Trade in the Indian Ocean World: Essays in honour of Ashin
Das Gupta (Delhi: Oxford University Press, 1998), p. 174.
31 Kenneth McPherson, "Trade and Traders
in the Bay of Bengal: Fifteenth to Nineteenth Centuries,"
pp. 183-209 in Politics and Trade in the Indian Ocean,
p. 196.
32 Philip Steinberg, The Social Construction
of the Ocean (Cambridge: Cambridge University Press, 2001).
33 Prakash, "European Corporate Enterprises,"
p. 170
37
This aspect of Indian maritime politics cannot be understood
except in the broader context of attempts only a few decades
earlier by Maratha insurgents to challenge Mughal authority
by replicating European-style maritime trading networks.
In the 1660s and again after a brief hiatus in the 1670s,
the Maratha leader Shivaji, who had developed a network of
inland fortified posts, began to seize coastal towns, including
two raids on the key port of Surat. His forces established
coastal island fortresses, engaged in Indian Ocean trade,
and disrupted Mughal ocean trading. One Mughal response
was to insist that European traders intercept the Maratha
fleet whenever possible. Until the 1690s, Mughal authorities
had been much more preoccupied with containing this threat
to its authority than with negotiating with European traders.
38 The ambiguities of law in maritime Asia
were recognized not just by merchants and mariners in Asia
but by investors in Europe. It was in response to the
seizure of a Portuguese ship by a Dutch East India Company
(VOC) ship in the Straits of Malacca in 1605 that some VOC
shareholders asked Hugo Grotius to write a legal treatise
"justifying the seizure and, even more important, justifying
the Dutch presence in Asia, a presence that was itself a contested
legal issue." James Muldoon, "Who Owns the Sea," paper
presented at Sea Changes: Historicizing the Oceans, Universitat
Greifswald, July, 2000.
39 Kidd might have argued that because the
Indian Ocean held no prize courts he was forced to return
to the Atlantic colonies to have the legality of his capture
decided there. He could also have claimed he was exempt
from prize courts under the terms of his commission.
He failed to advance either argument, though, placing the
full burden of his defense on the by-then-missing French passes.
See Ritchie, Captain Kidd, p. 218.
40 For the importance of islands as a cognitive
category in the Atlantic, see Barry Cunliffe, Facing the
Ocean (Oxford and New York: Oxford University Press, 2001),
chapter 2; the contribution of John L. Gillis in this conference;
and Peter Galvin, Patterns of Pillage: A Geography of Caribbean-based
Piracy in Spanish America, 1536-1718 (New York: Peter
Lang, 1999), Chapter 4.
41 Lauren Benton, "Seizing Knowledge: Captivity
and the European Mapping of Atlantic Coastal Waters," ms.
On the link between mapping and representations of empire
more generally, see Jerry Brotton, Trading Territories:
Mapping the Early Modern World (Cornell University Press,
1998); Dennis Cosgrove (ed.) Mappings (1999).
42 Eliga Gould, "Britain and the Legal Geography
of the Atlantic World, 1775-1824."
43 Janice Thompson, Mercenaries, Pirates,
and Sovereigns: State Building and Extraterritorial Violence
in Early Modern Europe (Princeton: Princeton University
Press, 1994).
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